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Allison Kent-Aster

Allison Kent-Aster

Chief Compliance and Operations Officer

Allison has been in the investment industry for 20 years and has extensive knowledge of Brokerage Operations, Compliance and Supervision. She previously worked for Fidelity Investments, A.G. Edwards and Round Hill Securities. She assists in all aspects of running and supervising the firm, and continually strives to provide the best products and services available to our clients and our brokers. She holds the FINRA Series 7, 63, 65 and 24.

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