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Series 7 Brokerage Jobs

Walnut Creek, CA and Las Vegas, NV

From time to time, Alamo Capital has series 7 broker job openings at our headquarters in Walnut Creek, California, as well as in our Las Vegas, Nevada office.  We are hiring licensed series 7 brokers to work in our full service financial firm that has specialized in tax free investing for 23 years.

We are recognized by the California State Treasurer’s Office as a Women Business Enterprise (WBE), part of the Target Business Enterprise program.


  • Utilizing a passion for customer service, positive energy, and problem solving skills to connect with our clients via inbound and outbound calls.
  • Assessing and resolving client issues at a moment’s notice, helping Alamo Capital’s products and services.
  • Delivering unparalleled value and outstanding service to our clients in order to build and maintain client loyalty.
  • Placing trades, uncovering business development opportunities, discussing the latest market trends, responding to research requests and providing investment advice/education to our clients.


  • Competitive payouts
  • A Business Transition program that includes a Sales Assistant
  • Access to state of the are trading technologies
  • An ACAT Transfer Team – Fee are paid for all ACAT transfers*
  • A Fixed Income Trading Desk Available (Muni’s, Corporates, Agencies & CMO’s
  • Efficient stock quoting systems **
  • NaviPlan Comprehensive financial planning software
  • Insurance Department
  • Not beholden to any proprietary products
  • Class A office space- great for clients meetings
  • Monthly Marketing Budget
  • 401K & Medical
  • Paid twice a month

* ACAT fees are paid depending on value of assets under management

** For brokers who have past proven commission in equities


  • Municipals, Agencies, Corporates, Foreign, CMO’s, Treasuries and Commercial Paper
  • Wealth Management Platform
  • Mutual Funds
  • Retirement Products
  • Insurance Platform (LTC, Health, Disability and Life)
  • Managed Accounts
  • Stock & Options
  • CD’s & Money Markets


  • 2 years of brokerage experience with minimally $180K in annual gross production
  • Series 7 with a Series 63, 65 or 66
  • Clean U-4
  • Strong quantitative and analytical skills
  • Enthusiastic, energetic demeanor
  • Great communication and presentation skills


  • We pay very competitive payouts
  • 401(k)
  • Medical


Contact Us

For more information, please either call our office at (877) 68-ALAMO – or – (877) 682-5266, fill out or brief contact form or email our office at

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