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Alamo Capital is a fully disclosed broker-dealer. We are members of SIPC and the NASD and file monthly and quarterly 'FOCUS' reports with the SEC.

The clearing of all transactions is done through Southwest Securities Inc., a state-of-the-art financial services firm headquartered in Dallas, Texas. In addition, individual customer accounts at all of the SWS Group broker/dealer subsidiaries are afforded protection up to an aggregate of $20 million each, with an aggregate limit of $80 million.

The Securities Investor Protection Corporation (SIPC) fund protects securities customers of its members up to $500,000 (including $100,000 for claims for cash). Explanatory brochure available upon request, or at www.sipc.org. Southwest Securities purchases an Excess Securities Bond from a major insurance company to supplement this basic coverage by an additional $19.5 million for securities. Customer assets in the possession of SWS Group brokers/dealers are protected under SIPC and the supplemental protection.

This coverage does not protect against fluctuations in the market value of securities, including loss of principal on an investment or cash.

 

 

 

 

 

Broker/Dealer Member of: Finra & SIPC
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201 N. Civic Drive, Suite 145, Walnut Creek, CA 94596 (Map)
Phone: (800) 645-5560 | Fax: (925) 472-3909 | information@alamocapital.com