Clearing of Transactions

Alamo Capital is a fully disclosed broker-dealer. We are members of SIPC and FINRA and file monthly and quarterly ‘FOCUS’ reports with the SEC.

The clearing of all transactions is done through Southwest Securities Inc., a state-of-the-art financial services firm headquartered in Dallas, Texas. In addition, individual customer accounts at all of the SWS Group broker/dealer subsidiaries are afforded security protection with an aggregate limit of $100 million.